Filing Details

Accession Number:
0000909012-11-000596
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-23 15:51:12
Reporting Period:
2011-02-18
Filing Date:
2011-11-23
Accepted Time:
2011-11-23 15:51:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1082278 Environmental Solutions Worldwide Inc ESWW Motor Vehicle Parts & Accessories (3714) 134172059
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1256241 J John Hannan Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Restricted Common Stock, Par Value $0.001 Acquisiton 2011-07-12 701,040 $0.12 1,789,135 No 4 C Direct
Restricted Common Stock, Par Value $0.001 Acquisiton 2011-07-12 345,032 $0.12 2,134,167 No 4 P Direct
Restricted Common Stock, Par Value $0.001 Acquisiton 2011-11-23 41,667 $0.08 2,175,834 No 4 A Direct
Restricted Common Stock, Par Value $0.001 Acquisiton 2011-11-23 150,000 $0.08 2,325,834 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 P Direct
No 4 A Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 10% Unsecured Subordinated Promissory Note Acquisiton 2011-02-18 509,617 $0.00 0 $0.12
Common Stock 10% Unsecured Subordinated Promissory Note Acquisiton 2011-04-07 169,875 $0.00 0 $0.12
Common Stock 10% Unsecured Subordinated Promissory Note Disposition 2011-07-12 701,040 $0.00 701,040 $0.12
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
509,617 2011-07-15 2011-07-15 No 4 A Direct
679,492 2011-07-15 2011-07-15 No 4 A Direct
0 2011-07-15 2011-07-15 No 4 C Direct
Footnotes
  1. The securities reported herein were acquired by the Reporting Person on July 12, 2011 but are deemed effective as of June 30, 2011.
  2. Granted under the Company's 2010 Stock Incentive Plan (the "Plan"). Grant deemed effective as of the date Reporting Person enters into a Restrictive Stock Grant Agreement with the Issuer.
  3. Restricted shares issued under the Plan vested upon grant.
  4. Restricted shares issued under the Plan vest in increments of 50,000 shares on December 31, 2012; December 31, 2013 and December 31, 2014.
  5. The securities reported herein were acquired by the Reporting Person on February 18, 2011 but are deemed effective as of February 17, 2011.
  6. Based upon the principal amount of the Note, as applicable, $0.12 per share in connection with any exchange thereof.
  7. Represents principal and accrued interest of Notes as converted at $0.12 per share.