Filing Details
- Accession Number:
- 0000072333-11-000138
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-23 15:43:01
- Reporting Period:
- 2011-11-22
- Filing Date:
- 2011-11-23
- Accepted Time:
- 2011-11-23 15:43:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 72333 | Nordstrom Inc | JWN | Retail-Family Clothing Stores (5651) | 910515058 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1344658 | Loretta Soffe | C/O Nordstrom, Inc. 1617 Sixth Avenue Seattle WA 98101 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-22 | 2,000 | $8.85 | 4,557 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-22 | 7,852 | $19.56 | 12,409 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-22 | 9,500 | $46.00 | 2,909 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-22 | 352 | $46.00 | 2,557 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-22 | 2,000 | $0.00 | 2,000 | $8.85 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-11-22 | 7,852 | $0.00 | 7,852 | $19.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-02-18 | No | 4 | M | Direct | |
| 0 | 2014-02-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,136 | Indirect | By the 401(k) Plan, per Plan statement dated 10/31/11 |
Footnotes
- Includes 88 shares acquired on September 30, 2011 under the Employee Stock Purchase Plan.
- The option vested and became exercisable in four equal annual installments commencing 2/18/2004
- The option vested and became exercisable in four equal annual installments commencing 2/25/2005
Billionaire Hedge Funds
