Filing Details

Accession Number:
0001372041-11-000038
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-23 15:25:11
Reporting Period:
2011-11-21
Filing Date:
2011-11-23
Accepted Time:
2011-11-23 15:25:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1372041 Paetec Holding Corp. PAET Telephone Communications (No Radiotelephone) (4813) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1310930 Mark Zupan One Paetec Plaza
600 Willowbrook Office Park
Fairport NY 14450
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-21 121,725 $2.18 176,725 No 4 M Direct
Common Stock Acquisiton 2011-11-21 13,333 $1.58 190,058 No 4 M Direct
Common Stock Disposition 2011-11-21 135,058 $5.22 55,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Director Stock Option Disposition 2011-11-21 121,725 $0.00 121,725 $2.18
Common Stock Director Stock Option Disposition 2011-11-21 13,333 $0.00 13,333 $1.58
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-05-01 No 4 M Direct
0 2019-04-01 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $5.20 to $5.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
  2. The option vested in four equal annual installments beginning on May 1, 2007.
  3. The option vests in three equal annual installments beginning on April 1, 2009.