Filing Details
- Accession Number:
- 0001225208-11-025333
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-23 12:31:33
- Reporting Period:
- 2011-11-22
- Filing Date:
- 2011-11-23
- Accepted Time:
- 2011-11-23 12:31:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1500213 | Si Financial Group Inc. | SIFI | Savings Institution, Federally Chartered (6035) | 800643149 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1298177 | A Rheo Brouillard | 803 Main Street Willimantic CT 06226 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-22 | 100 | $9.39 | 4,599 | No | 4 | P | Indirect | By IRA |
| Common Stock | Acquisiton | 2011-11-22 | 100 | $9.39 | 2,659 | No | 4 | P | Indirect | By Spouse's IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By Spouse's IRA |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 30,283 | Direct | |
| Common Stock | 30,603 | Indirect | By 401(k) |
| Common Stock | 4,059 | Indirect | By ESOP |
| Common Stock | 898 | Indirect | By Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $9.40 | 2012-02-16 | 2021-02-16 | 10,000 | 10,000 | Direct |
| Common Stock | Stock Options | $5.68 | 2011-02-24 | 2020-02-24 | 8,981 | 8,981 | Direct |
| Common Stock | Stock Options | $11.25 | 2006-05-17 | 2015-05-17 | 89,810 | 89,810 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-02-16 | 10,000 | 10,000 | Direct |
| 2020-02-24 | 8,981 | 8,981 | Direct |
| 2015-05-17 | 89,810 | 89,810 | Direct |
Footnotes
- Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan vest in five equal annual installments commencing on February 16, 2012.
- Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan vest in five equal annual installments commencing on February 24, 2011.
- Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan are fully vested and exercisable.
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