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Filing Details

Accession Number:
0001225208-11-025333
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-23 12:31:33
Reporting Period:
2011-11-22
Filing Date:
2011-11-23
Accepted Time:
2011-11-23 12:31:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1500213 Si Financial Group Inc. SIFI Savings Institution, Federally Chartered (6035) 800643149
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1298177 A Rheo Brouillard 803 Main Street
Willimantic CT 06226
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-22 100 $9.39 4,599 No 4 P Indirect By IRA
Common Stock Acquisiton 2011-11-22 100 $9.39 2,659 No 4 P Indirect By Spouse's IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By IRA
No 4 P Indirect By Spouse's IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 30,283 Direct
Common Stock 30,603 Indirect By 401(k)
Common Stock 4,059 Indirect By ESOP
Common Stock 898 Indirect By Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $9.40 2012-02-16 2021-02-16 10,000 10,000 Direct
Common Stock Stock Options $5.68 2011-02-24 2020-02-24 8,981 8,981 Direct
Common Stock Stock Options $11.25 2006-05-17 2015-05-17 89,810 89,810 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-02-16 10,000 10,000 Direct
2020-02-24 8,981 8,981 Direct
2015-05-17 89,810 89,810 Direct
Footnotes
  1. Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan vest in five equal annual installments commencing on February 16, 2012.
  2. Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan vest in five equal annual installments commencing on February 24, 2011.
  3. Stock Options granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan are fully vested and exercisable.