Filing Details

Accession Number:
0001209191-11-057857
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-23 11:51:21
Reporting Period:
2011-11-21
Filing Date:
2011-11-23
Accepted Time:
2011-11-23 11:51:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1071625 Dover Saddlery Inc DOVR Retail-Miscellaneous Shopping Goods Stores (5940) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1344346 G William Schmidt 525 Great Rd
Littleton MA 01460
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-21 2,644 $1.24 19,962 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Incentive Stock Option (right to buy) Disposition 2011-11-21 2,644 $1.24 2,644 $1.24
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
70,832 2010-11-21 2018-11-20 No 4 C Direct
Footnotes
  1. Reflects total shares of common stock held by this reporting person, after exercising Incentive Stock Option to purchase a total of 2.644 shares of common stock, as reported in Table II.
  2. Reflects total outstanding Incentive Stock Options held by this reporting person as of 11/21/2011.