Filing Details

Accession Number:
0001209191-11-057815
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-23 09:25:51
Reporting Period:
2011-11-21
Filing Date:
2011-11-23
Accepted Time:
2011-11-23 09:25:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1513363 Fidus Investment Corp FDUS () 275017321
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1350454 Charles Thomas Lauer C/O Fidus Investment Corporation
1603 Orrington Avenue, Suite 820
Evanston IL 60201
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-21 632 $11.92 65,798 No 4 P Direct
Common Stock Acquisiton 2011-11-22 500 $12.00 66,298 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. An aggregate of 632 shares of common stock were purchased in multiple trades on 11/21/2011 at prices ranging from $11.90 to $12.00, inclusive. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, Fidus Investment Corporation or a stockholder of Fidus Investment Corporation, full information regarding the number of shares and prices at which the transaction was effected.
  2. Includes 458.936 shares of common stock received by reporting person in 2011 pursuant to the Dividend Reinvestment Plan of Fidus Investment Corporation.