Filing Details

Accession Number:
0001140361-11-054712
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-22 16:53:50
Reporting Period:
2011-11-21
Filing Date:
2011-11-22
Accepted Time:
2011-11-22 16:53:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1166220 Lyris Inc. LYRI.OB Services-Prepackaged Software (7372) 010579490
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1211531 Iii T William Comfort 127-131 Sloane St.
4Th Floor Liscartan House
London X0 SW1X9AS
Chairman, Board Of Directors Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-21 19,047,619 $0.11 20,028,689 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 16,121,212 Direct
Common Stock 42,453,126 Indirect See footnote
Footnotes
  1. Shares are held by 65 BR Trust, for which Mr. Comfort is the investment adviser and has voting and dispositive power over the shares. Mr. Comfort disclaims beneficial ownership of any of the shares of the Issuer's Common Stock held by the 65 BR Trust.
  2. Mr. Comfort is the general partner of, and has shared voting and dispositive power over, these shares held by LDN Stuyvie Partnership.