Filing Details
- Accession Number:
- 0001209191-11-057517
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-22 11:27:55
- Reporting Period:
- 2011-11-21
- Filing Date:
- 2011-11-22
- Accepted Time:
- 2011-11-22 11:27:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 868368 | Rochester Medical Corporation | ROCM | Surgical & Medical Instruments & Apparatus (3841) | 411613227 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1033106 | L Darnell Boehm | 19330 Bardsley Place Monument CO 80132 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-21 | 2,000 | $7.63 | 14,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $12.30 | 2007-11-21 | 2016-11-21 | 40,000 | 40,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $11.23 | 2008-02-06 | 2018-02-05 | 10,000 | 10,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $11.27 | 2009-02-03 | 2019-02-03 | 10,000 | 10,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $12.27 | 2010-01-28 | 2020-01-28 | 12,000 | 12,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $10.72 | 2011-01-27 | 2021-01-27 | 16,000 | 16,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-11-21 | 40,000 | 40,000 | Direct |
| 2018-02-05 | 10,000 | 10,000 | Direct |
| 2019-02-03 | 10,000 | 10,000 | Direct |
| 2020-01-28 | 12,000 | 12,000 | Direct |
| 2021-01-27 | 16,000 | 16,000 | Direct |
Footnotes
- Reflects average purchase price, the purchase prices ranged from $7.59 to $7.66. The reporting person upon request will provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.
- 100% vested on date of grant.
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