Filing Details

Accession Number:
0001104659-11-065409
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-21 14:18:44
Reporting Period:
2011-11-18
Filing Date:
2011-11-21
Accepted Time:
2011-11-21 14:18:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1167178 A123 Systems Inc. AONE Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 043583876
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1373486 Joseph Robert Johnson C/O A123 Systems, Inc.
200 West Street
Waltham MA 02451
Vp And Gm, Energy Sol'ns Group No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-11-18 1,236 $2.42 37,365 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
  2. Includes 37,365 restricted stock units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of common stock for each (1) RSU.