Filing Details

Accession Number:
0001181431-11-057063
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-21 13:08:37
Reporting Period:
2011-11-21
Filing Date:
2011-11-21
Accepted Time:
2011-11-21 13:08:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1101680 Zhone Technologies Inc ZHNE Telephone & Telegraph Apparatus (3661) 223509099
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1249354 Kirk Misaka C/O Zhone Technologies, Inc.
7195 Oakport St.
Oakland CA 94621
Cfo, Treasurer & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-21 4,000 $0.88 40,489 No 4 P Direct
Common Stock Acquisiton 2011-11-21 1,800 $0.89 42,289 No 4 P Direct
Common Stock Acquisiton 2011-11-21 3,200 $0.92 45,489 No 4 P Direct
Common Stock Acquisiton 2011-11-21 200 $0.88 45,689 No 4 P Direct
Common Stock Acquisiton 2011-11-21 15,800 $0.90 61,489 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct