Filing Details
- Accession Number:
- 0001181536-11-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-18 21:49:33
- Reporting Period:
- 2011-11-16
- Filing Date:
- 2011-11-18
- Accepted Time:
- 2011-11-18 21:49:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1489096 | Thermon Group Holdings Inc. | THR | Electrical Industrial Apparatus (3620) | 272228185 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1181536 | Jay Peterson | 100 Thermon Drive San Marcos TX 78666 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-16 | 7,606 | $5.20 | 7,606 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-16 | 7,606 | $16.04 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-11-17 | 10,010 | $5.20 | 10,010 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-17 | 10,010 | $15.58 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-11-18 | 2,716 | $5.20 | 2,716 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-18 | 2,716 | $15.59 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Acquisiton | 2011-11-16 | 7,606 | $0.00 | 7,606 | $5.20 |
| Common Stock | Stock Options (Right to Buy) | Acquisiton | 2011-11-17 | 10,010 | $0.00 | 10,010 | $5.20 |
| Common Stock | Stock Options (Right to Buy) | Acquisiton | 2011-11-18 | 2,716 | $0.00 | 2,716 | $5.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 155,791 | 2011-05-04 | 2020-10-20 | No | 4 | M | Direct |
| 145,781 | 2011-05-04 | 2020-10-20 | No | 4 | M | Direct |
| 143,065 | 2011-05-04 | 2020-10-20 | No | 4 | M | Direct |
Footnotes
- Order was executed on a 'Not Held' basis and this is the weighted average sale price. Reporting person will, upon request, supply the SEC Staff, the Issuer, or a securityholder of the Issuer full information regarding the number of shares sold.
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