Filing Details
- Accession Number:
- 0001104659-11-065229
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-18 18:53:15
- Reporting Period:
- 2011-11-16
- Filing Date:
- 2011-11-18
- Accepted Time:
- 2011-11-18 18:53:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1126234 | Newlink Genetics Corp | NLNK | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1512112 | Stine Seed Farm, Inc. | 22555 Laredo Trail Adel IA 50003 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-16 | 838,095 | $0.00 | 1,016,666 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2011-11-16 | 542,820 | $0.00 | 1,559,486 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2011-11-16 | 814,231 | $0.00 | 2,373,717 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2011-11-16 | 1,680,671 | $0.00 | 4,054,388 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2011-11-16 | 2,142,857 | $7.00 | 6,197,245 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series B Preferred Stock | Disposition | 2011-11-16 | 1,760,000 | $0.00 | 1,760,000 | $0.00 |
| Common Stock | Series C Preferred Stock | Disposition | 2011-11-16 | 1,000,000 | $0.00 | 1,000,000 | $0.00 |
| Common Stock | Series D Preferred Stock | Disposition | 2011-11-16 | 1,500,000 | $0.00 | 1,500,000 | $0.00 |
| Common Stock | Series E Preferred Stock | Disposition | 2011-11-16 | 320,000 | $0.00 | 320,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- Every one share of Series B Preferred Stock automatically converted into approximately 0.476 shares of common stock upon the closing of the Issuer's initial public offering and had no expiration date.
- Every one share of Series C Preferred Stock automatically converted into approximately 0.542 shares of common stock upon the closing of the Issuer's initial public offering and had no expiration date.
- Every one share of Series D Preferred Stock automatically converted into approximately 0.542 shares of common stock upon the closing of the Issuer's initial public offering and had no expiration date.
- Every one share of Series E Preferred Stock automatically converted into approximately 5.252 shares of common stock upon the closing of the Issuer's initial public offering and had no expiration date.
- The shares were purchased in the Issuer's initial public offering.
Billionaire Hedge Funds
