Filing Details
- Accession Number:
- 0001140361-11-054373
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-18 17:10:23
- Reporting Period:
- 2011-11-18
- Filing Date:
- 2011-11-18
- Accepted Time:
- 2011-11-18 17:10:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122342 | Alliance Fiber Optic Products Inc | AFOP | Semiconductors & Related Devices (3674) | 770554122 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1135030 | James Yeh | C/O Alliance Fiber Optic Products, Inc. 275 Gibraltar Drive Sunnyvale CA 94089 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-11-17 | 281 | $8.80 | 0 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-18 | 1,719 | $8.80 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Stock Option (Right to buy) | Acquisiton | 2011-11-17 | 281 | $7.80 | 281 | $7.80 |
| Common | Stock Option (Right to buy) | Acquisiton | 2011-11-18 | 1,719 | $7.80 | 1,719 | $7.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 281 | 2004-01-29 | 2013-12-29 | No | 4 | M | Direct |
| 1,719 | 2004-01-29 | 2013-12-29 | No | 4 | M | Direct |
Footnotes
- The total 2,000 shares of common stock were granted on December 29, 2003. The option vests as to one thirty-sixth of the shares on December 29, 2003 and an additional one thirty-sixth of the shares vest on the first day of each full month thereafter.
- Share amounts and exercise price reflect a 1-for-5 reverse split of the common stock effected on August 27, 2010
Billionaire Hedge Funds
