Filing Details

Accession Number:
0001001250-11-000219
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-18 16:32:17
Reporting Period:
2011-11-16
Filing Date:
2011-11-18
Accepted Time:
2011-11-18 16:32:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001250 Estee Lauder Companies Inc EL Perfumes, Cosmetics & Other Toilet Preparations (2844) 112408943
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1008082 P William Lauder C/O The Estee Lauder Companies Inc.
767 Fifth Avenue
New York NY 10153
Executive Chairman Yes Yes Yes No
1008088 M Gary Lauder 767 Fifth Avenue
New York NY 10153
No No Yes No
1260297 Lauder Gary Fbo Trust Remainder Grat 1992 767 Fifth Avenue
New York NY 10153
No No Yes Yes
1260298 Lauder William Fbo Trust Remainder Grat 1992 767 Fifth Avenue
New York NY 10153
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2011-11-16 3,100 $114.36 19,080 No 4 S Direct
Class A Common Stock Disposition 2011-11-16 1,400 $115.28 17,680 No 4 S Direct
Class A Common Stock Disposition 2011-11-16 500 $115.96 17,180 No 4 S Direct
Class A Common Stock Disposition 2011-11-17 2,400 $112.29 14,780 No 4 S Direct
Class A Common Stock Disposition 2011-11-17 1,000 $113.34 13,780 No 4 S Direct
Class A Common Stock Disposition 2011-11-17 1,500 $114.05 12,280 No 4 S Direct
Class A Common Stock Disposition 2011-11-17 100 $114.96 12,180 No 4 S Direct
Class A Common Stock Acquisiton 2011-11-16 50,000 $43.10 162,588 No 4 M Direct
Class A Common Stock Disposition 2011-11-16 50,000 $114.19 112,588 No 4 S Direct
Class A Common Stock Acquisiton 2011-11-17 50,000 $43.10 162,588 No 4 M Direct
Class A Common Stock Disposition 2011-11-17 49,800 $114.00 112,788 No 4 S Direct
Class A Common Stock Disposition 2011-11-17 200 $114.43 112,588 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Option (right to buy) Disposition 2011-11-16 50,000 $0.00 50,000 $43.10
Class A Common Stock Option (right to buy) Disposition 2011-11-17 50,000 $0.00 50,000 $43.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
50,000 2014-08-24 No 4 M Direct
0 2014-08-24 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 434,331 Direct
Class A Common Stock 5,234 Indirect by children of WPL
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 634,152 634,152 Direct
Class A Common Stock Class B Common Stock $0.00 3,262,800 3,262,800 Direct
Class A Common Stock Class B Common Stock $0.00 22,870 22,870 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
634,152 634,152 Direct
3,262,800 3,262,800 Direct
22,870 22,870 Indirect
Footnotes
  1. 1992 GRAT Remainder Trust f/b/o Gary M. Lauder ("GML GRAT Remainder Trust") sold shares of Class A Common Stock pursuant to plans intended to comply with Rule 10b5-1(c), previously entered into on May 25, 2011 and June 3, 2011.
  2. The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The GML GRAT Remainder Trust, 1992 GRAT Remainder Trust f/b/o William P. Lauder ("WPL GRAT Remainder Trust") or William P. Lauder ("WPL"), as the case may be, undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by such reporting person at each separate price within the range.
  3. Owned by GML GRAT Remainder Trust directly. Owned by each of GML and WPL, indirectly, as a trustee of the GML GRAT Remainder Trust.
  4. GML disclaims beneficial ownership to the extent that he does not have a pecuniary interest in such securities.
  5. WPL disclaims beneficial ownership to the extent that he does not have a pecuniary interest in such securities.
  6. Owned by WPL GRAT Remainder Trust directly. Owned by each of GML and WPL, indirectly, as a trustee of the WPL GRAT Remainder Trust.
  7. The "Amount of Securities Beneficially Owned Following Reported Transaction(s)" for the 1992 GRAT Remainder Trust f/b/o William P. Lauder reflects the correct amount after the sales of 20,000 shares of Class A Common Stock on November 14, 2011 that was reported incorrectly in the Form 4 filed on November 16, 2011.
  8. Owned by WPL directly.
  9. WPL exercised stock options and sold the underlying shares of Class A Common Stock pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on February 14, 2011.
  10. Owned by WPL indirectly, in custody for his children.
  11. Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 33,000 shares exercisable from and after January 1, 2004; 33,000 shares exercisable from and after January 1, 2005; 34,000 shares exercisable from and after January 1, 2006.
  12. Not applicable.
  13. There is no exercise or conversion price for the Class B Common Stock. Shares of Class B Common Stock (i) may be converted immediately on a one-for-one basis by the holder into shares of Class A Common Stock and (ii) are automatically converted into Class A Common Stock on a one-for-one basis upon transfer to a person or entity that is not a "Permitted Transferee" (as defined in the Issuer's Restated Certificate of Incorporation) or soon after a record date for a meeting of stockholders where the outstanding Class B Common Stock constitutes less than 10% of the outstanding shares of Common Stock of the Issuer.
  14. Sales prices in the range from $113.78 to $114.77 per share, inclusive.
  15. Sales prices in the range from $114.78 to $115.77 per share, inclusive.
  16. Sales prices in the range from $115.78 to $116.77 per share, inclusive.
  17. Sales prices in the range from $111.84 to $112.70 per share, inclusive.
  18. Sales prices in the range from $112.81 to $113.76 per share, inclusive.
  19. Sales prices in the range from $113.83 to $114.38 per share, inclusive.
  20. Sales prices in the range from $113.43 to $114.42 per share, inclusive.