Filing Details

Accession Number:
0001513963-11-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-17 17:51:27
Reporting Period:
2011-11-16
Filing Date:
2011-11-17
Accepted Time:
2011-11-17 17:51:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122388 Ellie Mae Inc ELLI Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1513963 Frank Schultz C/O Ellie Mae, Inc.
4155 Hopyard Road, Suite 200
Pleasanton CA 94588
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-16 2,000 $3.75 2,000 No 4 A Direct
Common Stock Disposition 2011-11-16 2,000 $5.59 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-11-16 2,000 $0.00 2,000 $3.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2001-12-18 2011-12-18 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 65,045 Indirect by Managed Account
Common Stock 68,891 Indirect by Trust
Footnotes
  1. These securities are held by Charles Schwab & Co. Inc. Custodian FBO Frank J. Schultz Roth Contributory IRA.
  2. These securities are held by the Frank J. and Paula C. Schultz 1989 Revocable Trust dated May 12, 1989.
  3. Reflects a 1-for-3 reverse stock split of the Issuer's outstanding securities effected immediately prior to the effectiveness of the Issuer's S-1 Registration Statement (Commission File No. 333-166438).
  4. 100% of the shares subject to the option are fully vested and exercisable.