Filing Details

Accession Number:
0001359804-11-000082
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-17 17:47:33
Reporting Period:
2011-11-15
Filing Date:
2011-11-17
Accepted Time:
2011-11-17 17:47:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1018724 Amazon Com Inc AMZN Retail-Catalog & Mail-Order Houses (5961) 911646860
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1374832 Steven Kessel P.o. Box 81226
Seattle WA 98108-1226
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Per Share Acquisiton 2011-11-15 5,000 $0.00 5,000 No 4 M Direct
Common Stock, Par Value $.01 Per Share Acquisiton 2011-11-15 2,000 $0.00 7,000 No 4 M Direct
Common Stock, Par Value $.01 Per Share Disposition 2011-11-15 3,500 $218.00 3,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $.01 Per Share Restricted Stock Unit Award Disposition 2011-11-15 5,000 $0.00 5,000 $0.00
Common Stock, Par Value $.01 Per Share Restricted Stock Unit Award Disposition 2011-11-15 2,000 $0.00 2,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
35,000 2011-05-15 2014-02-15 No 4 M Direct
34,000 2011-05-15 2016-02-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $.01 Per Share 399 Indirect Held by the reporting person's Amazon.com 401(k) plan account
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. Converts into Common Stock on a one-for-one basis.
  3. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 5,000 shares on each of May 15, 2011, August 15, 2011, November 15, 2011 and February 15, 2012 and 3,750 shares on each of May 15, 2012, August 15, 2012, November 15, 2012, February 15, 2013, May 15, 2013, August 15, 2013, November 15, 2013 and February 15, 2014.
  4. This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 2,000 shares on each of May 15, 2011, August 15, 2011, November 15, 2011, February 15, 2012, May 15, 2012, August 15, 2012, November 15, 2012, February 15, 2013, May 15, 2013, August 15, 2013, November 15, 2013, February 15, 2014, May 15, 2014, August 15, 2014, November 15, 2014, February 15, 2015, May 15, 2015, August 15, 2015, November 15, 2015 and February 15, 2016.