Filing Details
- Accession Number:
- 0001181431-11-056764
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-17 16:50:35
- Reporting Period:
- 2011-11-15
- Filing Date:
- 2011-11-17
- Accepted Time:
- 2011-11-17 16:50:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1316631 | Liberty Global Inc. | LBTY | Cable & Other Pay Television Services (4841) | 202197030 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1195187 | M Elizabeth Markowski | 12300 Liberty Boulevard Englewood CO 80112 | Sr Vice President & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series C Common Stock | Acquisiton | 2011-11-15 | 21,000 | $19.92 | 107,077 | No | 4 | M | Direct | |
| Series C Common Stock | Disposition | 2011-11-15 | 21,000 | $40.54 | 86,077 | No | 4 | S | Direct | |
| Series C Common Stock | Acquisiton | 2011-11-15 | 6,372 | $27.08 | 92,449 | No | 4 | M | Direct | |
| Series C Common Stock | Disposition | 2011-11-15 | 862 | $40.37 | 91,587 | No | 4 | F | Direct | |
| Series C Common Stock | Disposition | 2011-11-15 | 4,275 | $40.37 | 87,312 | No | 4 | D | Direct | |
| Series C Common Stock | Disposition | 2011-11-16 | 1,235 | $40.60 | 86,077 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Series C Common | Stock Option (right to buy) | Disposition | 2011-11-15 | 21,000 | $0.00 | 21,000 | $19.92 |
| Series C Common | Stock Appreciation Rights | Disposition | 2011-11-15 | 6,372 | $0.00 | 6,372 | $27.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-05-02 | No | 4 | M | Direct | |
| 21,240 | 2017-05-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Series C Common Stock | 136 | Indirect | by spouse |
| Series C Common Stock | 4,169 | Indirect | by 401(k) Plan |
Footnotes
- The price reflects a weighted average of sales made at prices ranging from $40.51 to $40.60. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- Stock withheld in payment of taxes.
- The Reporting Person disclaims beneficial ownership of these shares owned by her spouse.
- The Reporting Person received 160 shares contributed by Issuer under its 401(k) Plan as of September 30, 2011.
- The option is immediately exercisable.
- The SARs provide for vesting of 12.5% of the shares on November 1, 2010, and the remaining shares in 14 equal quarterly installments commencing February 1, 2011.
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