Filing Details
- Accession Number:
- 0001108426-11-000089
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-16 18:23:52
- Reporting Period:
- 2011-11-16
- Filing Date:
- 2011-11-16
- Accepted Time:
- 2011-11-16 18:23:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1108426 | Pnm Resources Inc | PNM | Electric Services (4911) | 850019030 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1163401 | T Manuel Pacheco | 1401 E Missouri Ave Phoenix AZ 85014 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-16 | 1,050 | $14.65 | 18,307 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-16 | 667 | $9.43 | 18,974 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-11-16 | 334 | $12.71 | 19,308 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-16 | 1,050 | $18.52 | 18,258 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-16 | 667 | $18.52 | 17,951 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-16 | 334 | $18.52 | 17,257 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-16 | 2,000 | $18.50 | 15,257 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2011-11-16 | 1,050 | $18.52 | 1,050 | $14.65 |
| Common Stock | Stock Options | Disposition | 2011-11-16 | 667 | $18.52 | 667 | $9.43 |
| Common Stock | Stock Options | Disposition | 2011-11-16 | 334 | $18.52 | 334 | $12.71 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,150 | 2018-05-28 | No | 4 | M | Direct | |
| 19,483 | 2019-05-19 | No | 4 | M | Direct | |
| 19,149 | 2020-05-18 | No | 4 | M | Direct |
Footnotes
- Based on the closing price on the date of the grant.
- Reflects the sale of vested stock
- The options vest in three equal annual installments from grant date of issuance.
Billionaire Hedge Funds
