Filing Details

Accession Number:
0001140361-11-053901
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-16 16:14:25
Reporting Period:
2011-11-14
Filing Date:
2011-11-16
Accepted Time:
2011-11-16 16:14:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1158449 Advance Auto Parts Inc AAP Retail-Auto & Home Supply Stores (5531) 542049910
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1236884 L Jimmie Wade Advance Auto Parts, Inc.
5008 Airport Rd
Roanoke VA 24012
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-14 53,993 $40.45 100,433 No 4 M Direct
Common Stock Disposition 2011-11-14 60,000 $68.95 40,433 No 4 S Direct
Common Stock Acquisiton 2011-11-14 31,988 $25.81 72,421 No 4 M Direct
Common Stock Disposition 2011-11-14 11,969 $68.98 60,452 No 4 F Direct
Common Stock Disposition 2011-11-14 11,500 $68.61 48,952 No 4 S Direct
Common Stock Acquisiton 2011-11-15 32,207 $40.45 81,159 No 4 M Direct
Common Stock Disposition 2011-11-15 32,207 $68.48 48,952 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2011-11-14 53,993 $0.00 53,993 $40.45
Common Stock Stock Appreciation Rights Disposition 2011-11-14 31,988 $0.00 31,988 $68.98
Common Stock Stock Option (right to buy) Disposition 2011-11-15 32,207 $0.00 32,207 $40.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
32,207 2013-02-21 No 4 M Direct
15,995 2015-11-17 No 4 M Direct
0 2013-02-21 No 4 M Direct
Footnotes
  1. Represents the exercise by Mr. Wade of all his employee stock options that are scheduled to expire on February 21, 2013 and a portion of his stock appreciation rights that will expire on November 17, 2015, consistent with Mr. Wade's regular practice. Following this transaction, Mr. Wade retains a substantial ownership commitment in both beneficially owned stock and vested employee stock options and SARs, and he continues to satisfy the Company's stock ownership guidelines for executive officers.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.78 to $68.95. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.48 to $68.83. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.00 to $68.99. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. These shares became exercisable in three equal annual installments beginning on February 21, 2007.
  6. These shares became exercisable in three equal annual installments beginning on November 17, 2009.