Filing Details

Accession Number:
0001235110-11-000288
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-16 16:10:01
Reporting Period:
2011-11-15
Filing Date:
2011-11-16
Accepted Time:
2011-11-16 16:10:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
949373 Einstein Noah Restaurant Group Inc BAGL Retail-Eating Places (5812) 133690261
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1307979 W Michael Arthur C/O Einstein Noah Restaurant Group, Inc.
555 Zang Street, Suite 300
Lakewood CO 80228
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-15 7,508 $7.50 22,527 No 4 M Direct
Common Stock Disposition 2011-11-15 7,508 $14.50 15,019 No 4 S Direct
Common Stock Acquisiton 2011-11-16 2,492 $7.50 17,511 No 4 M Direct
Common Stock Disposition 2011-11-16 2,492 $14.50 15,019 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock option (right to buy) Disposition 2011-11-15 7,508 $0.00 7,508 $7.50
Common Stock Stock option (right to buy) Disposition 2011-11-16 2,492 $0.00 2,492 $7.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,492 2007-07-01 2012-01-01 No 4 M Direct
0 2007-07-01 2012-01-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 34,633 Indirect By IRA
Footnotes
  1. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.