Filing Details
- Accession Number:
- 0001209191-11-056360
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-16 14:50:37
- Reporting Period:
- 2011-11-14
- Filing Date:
- 2011-11-16
- Accepted Time:
- 2011-11-16 14:50:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1107332 | Dendreon Corp | DNDN | Pharmaceutical Preparations (2834) | 223203193 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1420482 | W Mark Frohlich | 1301 2Nd Ave Suite 3200 Seattle WA 98101 | See General Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-14 | 1,248 | $4.90 | 189,042 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-14 | 7,500 | $7.20 | 181,542 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2011-11-14 | 1,248 | $7.27 | 1,248 | $4.90 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 312 | 2017-12-05 | No | 4 | M | Direct |
Footnotes
- These options vest as follows: 25% of the total number of shares on the first anniversary date and, thereafter, at a rate of 1/36 of the total number of shares in equal monthly installments.
Billionaire Hedge Funds
