Filing Details

Accession Number:
0001246360-11-004027
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-15 18:25:09
Reporting Period:
2011-11-15
Filing Date:
2011-11-15
Accepted Time:
2011-11-15 18:25:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
778438 Berry Petroleum Co BRY Crude Petroleum & Natural Gas (1311) 770079387
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191741 Iii B Ralph Busch C/O Berry Petroleum Company
1999 Broadway, Suite 3700
Denver CO 80202
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2011-11-15 10,000 $7.73 146,228 No 4 M Direct
Class A Common Stock Disposition 2011-11-15 2,668 $42.54 143,560 No 4 S Direct
Class A Common Stock Disposition 2011-11-15 1,600 $43.22 141,960 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Nonstatutory Stock Options 12-2-01 Disposition 2011-11-15 10,000 $0.00 10,000 $7.73
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2001-12-02 2011-12-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 70,000 Indirect As Co-Trustee of Charitable Trust
Class A Common Stock 123,665 Indirect As Co-Trustee of Union Bank Trust Shares
Class A Common Stock 6,250 Indirect Busch Family Foundation
Class A Common Stock 13,432 Indirect As Custodian for Minor Children
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Nonstatutory Stock Options 12-2-02 $8.07 2002-12-02 2012-12-02 10,000 10,000 Direct
Class A Common Stock Nonstatutory Stock Options 12-2-03 $9.61 2003-12-02 2013-12-02 10,000 10,000 Direct
Class A Common Stock Nonstatutory Stock Options 12-2-04 $21.77 2004-12-02 2014-12-02 10,000 10,000 Direct
Class A Common Stock Nonstatutory Stock Option 12-15-05 $30.65 2005-12-15 2015-12-15 10,000 10,000 Direct
Class A Common Stock Phantom Stock Units $0.00 1988-08-08 1988-08-08 44,246 44,246 Direct
Class A Common Stock Nonstatutory Stock Option 12-15-06 $32.57 2006-12-15 2016-12-14 10,000 10,000 Direct
Class A Common Stock 2007 Restricted Stock Unit $0.00 2008-01-01 2017-12-13 1,319 1,319 Direct
Class A Common Stock NSO 2007 $43.61 2007-12-14 2017-12-13 3,956 3,956 Direct
Class A Common Stock March 2011 Director RSU $0.00 2011-03-02 2021-03-02 2,499 2,499 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2012-12-02 10,000 10,000 Direct
2013-12-02 10,000 10,000 Direct
2014-12-02 10,000 10,000 Direct
2015-12-15 10,000 10,000 Direct
1988-08-08 44,246 44,246 Direct
2016-12-14 10,000 10,000 Direct
2017-12-13 1,319 1,319 Direct
2017-12-13 3,956 3,956 Direct
2021-03-02 2,499 2,499 Direct
Footnotes
  1. 1 for 1
  2. Phantom Stock Units acquired under the Company's Non-Employee Director Deferred Compensation Plan in a transaction exempt under Rule 16b-3(c). Shares of Common Stock are issued under terms of the Plan upon resignation from the board of directors.
  3. The RSU granted is 100% vested at the date of grant but the receipt of shares are subject to a deferral period which is generally at least four years from the grant date as per the deferral election.
  4. The RSU is subject to a deferral election. Shares of Class A Common Stock will be delivered to the reporting person as per the terms of the deferral election.
  5. Options exercised and shares sold under a 10b5-1 Plan established by filer.
  6. Shares sold under a 10b5-1 Plan established by filer.