Filing Details

Accession Number:
0001116045-11-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-15 16:27:38
Reporting Period:
2011-11-14
Filing Date:
2011-11-15
Accepted Time:
2011-11-15 16:27:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1096339 Saratoga Resources Inc SARA Oil & Gas Field Exploration Services (1382) 760314489
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1116045 O Michael Aldridge 7500 San Felipe
Suite 675
Houston TX 77063
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-14 9,800 $4.60 9,800 No 4 P Direct
Common Stock Acquisiton 2011-11-14 100 $4.60 9,900 No 4 P Direct
Common Stock Acquisiton 2011-11-14 100 $4.60 10,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $4.59 2012-10-31 2018-10-31 150,000 150,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-10-31 150,000 150,000 Direct
Footnotes
  1. Option vests and becomes exercisable as to 50,000 shares on each of October 31, 2012, 2013 and 2014.