Filing Details

Accession Number:
0001127602-11-029589
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-15 15:38:25
Reporting Period:
2011-11-15
Filing Date:
2011-11-15
Accepted Time:
2011-11-15 15:38:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1041061 Yum Brands Inc YUM Retail-Eating Places (5812) 133951308
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1315720 S Jingshyh Su 1441
Gardiner Lane
Louisville KY 40213
Chair & Ceo - China Division Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-11-15 96,324 $55.04 73,271 No 4 S Direct
Common Stock Acquisiton 2011-11-15 96,324 $12.20 169,595 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-11-15 96,324 $0.00 96,324 $12.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2002-12-31 2011-12-31 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 278,361 Indirect BVI Company
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $55.00 to $55.245. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
  2. Pursuant to 10b5-1 Plan