Filing Details

Accession Number:
0001209191-11-056014
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-15 12:36:07
Reporting Period:
2011-11-14
Filing Date:
2011-11-15
Accepted Time:
2011-11-15 12:36:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
921183 Hmn Financial Inc HMNF Savings Institution, Federally Chartered (6035) 411777397
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1184971 J Michael Fogarty 1016 Civic Center Dr Nw
Rochester MN 55901
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-14 1,000 $2.01 1,500 No 4 P Indirect Michael J. Fogarty Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Michael J. Fogarty Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,000 Indirect Michael J. Fogarty IRA/SEP
Common Stock 1,000 Indirect Joy Fogarty Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option to Buy $16.25 2003-04-23 2012-04-23 3,000 3,000 Direct
Common Stock Option to Buy $16.25 2004-04-23 2012-04-23 3,000 6,000 Direct
Common Stock Option to Buy $16.25 2005-04-23 2012-04-23 3,000 9,000 Direct
Common Stock Option to Buy $16.25 2006-04-23 2012-04-23 3,000 12,000 Direct
Common Stock Option to Buy $16.25 2007-04-23 2012-04-23 3,000 15,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2012-04-23 3,000 3,000 Direct
2012-04-23 3,000 6,000 Direct
2012-04-23 3,000 9,000 Direct
2012-04-23 3,000 12,000 Direct
2012-04-23 3,000 15,000 Direct
Footnotes
  1. Purchase of 500 shares not previously reported. Adding 2000 shares that were incorrectly designated as Michael J Fogarty Trust in prior filings (4/24/2009 1000 shares, 5/7/2010 506 shares, and 5/18/2010 494 shares)and deducting 500 shares that were transferred to the Michael J Fogarty Trust on 3/31/2009 as a required distribution. Filing of this report is deemed to amend reports filed since the earliest referenced date of 7/11/2008 and subsequent filings.
  2. Previously unreported transaction. 3400 share balance reflects a running balance prior to the 3/4/2009 transaction. Filing of this report is deemed to amend reports filed since the earliest referenced date of 3/4/2009 and subsequent filings.
  3. Previously unreported transaction. Balance of 500 shares also reflects deduction of 2000 shares that were incorrectly allocated to the Michael J Fogarty Trust. They are now reflected in the balance of the Michael J Fogarty IRA/SEP (4/24/2009 1000 shares, 5/7/2010 506 shares, and 5/18/2010 494 shares). Balance also reflects the transfer of 500 shares to the Michael J Fogarty Trust as a required distribution from the Michael J Fogarty IRA/SEP. Filing of this report is deemed to amend reports filed since the earliest referenced date of 3/5/2009 and subsequent filings.