Filing Details

Accession Number:
0001261970-11-000053
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-14 19:10:21
Reporting Period:
2011-11-11
Filing Date:
2011-11-14
Accepted Time:
2011-11-14 19:10:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1052054 Evolving Systems Inc EVOL Services-Computer Programming Services (7371) 841010843
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185765 R Brian Ervine C/o Evolving Systems, Inc.
9777 Pyramid Court, Suite 100
Englewood CO 80112
E.v.p. And C.f.o. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-11 9,065 $1.90 39,767 No 4 M Direct
Common Stock Disposition 2011-11-11 9,065 $7.25 30,702 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2011-11-11 2,516 $0.00 2,516 $1.90
Common Stock Employee Stock Option (right to buy) Disposition 2011-11-11 6,549 $0.00 6,549 $1.90
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2007-01-06 2013-01-05 No 4 M Direct
0 2007-01-06 2013-01-05 No 4 M Direct
Footnotes
  1. The exercise and sale of the shares reported in this Form 4 were effected pursuant to a selling plan dated May 25, 2011 that is intended to comply with Rule 10b5-1(c). An 8-K announcing the selling plan was filed with the SEC on May 26, 2011.
  2. Options are granted without payment of consideration.