Filing Details
- Accession Number:
- 0001127602-11-029517
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-14 18:55:07
- Reporting Period:
- 2011-11-09
- Filing Date:
- 2011-11-14
- Accepted Time:
- 2011-11-14 18:55:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 859737 | Hologic Inc | HOLX | X-Ray Apparatus & Tubes & Related Irradiation Apparatus (3844) | 042902449 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1181190 | P Glenn Muir | 35 Crosby Drive Bedford MA 01730 | Executive Vp And Cfo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-09 | 15,051 | $0.00 | 761,204 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2011-11-10 | 1,823 | $17.09 | 759,381 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2011-11-10 | 100,000 | $2.57 | 859,381 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-10 | 100,000 | $17.09 | 759,381 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-11 | 4,391 | $17.77 | 754,990 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-11-11 | 6,576 | $17.77 | 748,414 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Acquisiton | 2011-11-09 | 117,895 | $0.00 | 117,895 | $17.09 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2011-11-10 | 100,000 | $0.00 | 100,000 | $2.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 117,895 | 2012-11-09 | 2018-11-09 | No | 4 | A | Direct |
| 0 | 2002-11-13 | 2011-11-13 | No | 4 | M | Direct |
Footnotes
- These shares represent restricted stock units (RSUs) awarded to the Reporting Person pursuant to the 2008 Equity Incentive Plan and are subject to vesting as provided in the agreement evidencing the award.
- The disposition of 1,823 shares of common stock reported on this Form 4 relates to a tax withholding transaction in connection with the vesting of restricted stock units.
- This transaction constitutes a cashless exercise of a Non-Qualified Stock Option granted November 13, 2001 which would otherwise expire November 13, 2011.
- The disposition of 4,391 shares of common stock reported on this Form 4 relates to a tax withholding transaction in connection with the vesting of restricted stock units.
- The disposition of 6,576 shares of common stock reported on this Form 4 relates to a tax withholding transaction in connection with the vesting of restricted stock units.
- The option, issued pursuant to the 2008 Equity Incentive Plan, becomes exercisable in five equal annual installments beginning November 9, 2012.
- The transaction reported herein reflects an aggregate of sales whose prices ranged between $16.93 and $17.26. The Reporting Person further undertakes, to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full disclosure with respect to the number of shares sold at each separate price.
- The sale reported on this Form 4 was made pursuant to a written trading plan adopted in accordance with SEC Rule 10b5-1 on August 19, 2009.
Billionaire Hedge Funds
