Filing Details

Accession Number:
0001179110-11-015110
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-14 15:54:39
Reporting Period:
2011-11-09
Filing Date:
2011-11-14
Accepted Time:
2011-11-14 15:54:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1063761 Simon Property Group Inc SPG Real Estate Investment Trusts (6798) 046268599
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1235745 Herbert Simon 225 W. Washington Street
Indianapolis IN 46204
Chairman Emeritus Of The Board Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-11-09 70,017 $128.12 1,487,974 No 4 S Indirect By the Herbert Simon Revocable Trust
Common Stock Disposition 2011-11-11 51,807 $128.05 1,436,167 No 4 S Indirect By the Herbert Simon Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By the Herbert Simon Revocable Trust
No 4 S Indirect By the Herbert Simon Revocable Trust
Footnotes
  1. The reporting person is the trustee of the Herbert Simon Revocable Trust (the "Trust"), who disclaims beneficial ownership except to the extent of his pecuniary interest therein.
  2. 23,553 of the shares sold were held by MH Holdings, Inc. ("MH"). The Trust is the 100% owner of MH. The balance of the shares sold were owned by the Trust.
  3. All 51,807 shares were sold by the Trust.
  4. Total number of shares includes: a. 232,680 shares owned by the the Trust. b. 30.94% of the shares held by Melvin Simon & Associates, Inc., ("MSA"), or 167,167 shares. The Trust owns 30.94% of MSA. c. 30.94% of the shares held by Voting Trust formed pursuant to a Second Amended and Restated Voting Trust Agreement, Voting Agreement and Proxy entered into as of March 1, 2004 between Melvin Simon & Associates, Inc., an Indiana corporation and Melvin Simon, Herbert Simon and David Simon ("Voting Trust"), or 1,036,320 shares. The Trust owns 30.94% of the economic interest of the Voting Trust. Does not include shares that may be issued upon the exchange of units of partnership interest in Simon Property Group, L.P. ("Units"). Units held by limited partners are exchangeable either for shares of Common (on a one-to-one basis) or for cash.