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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2011-11-10 21:18:13
Reporting Period:
Filing Date:
Accepted Time:
2011-11-10 21:18:13
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
829224 Starbucks Corp SBUX Retail-Eating & Drinking Places (5810) 911325671
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1181771 Paula Boggs 2401 Utah Avenue South, Suite 800
Seattle WA 98134
Evp, General Counsel & Secy No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-08 16,103 $0.00 103,180 No 4 A Direct
Common Stock Acquisiton 2011-11-09 79,237 $15.23 182,417 No 4 M Direct
Common Stock Disposition 2011-11-09 79,237 $43.49 103,180 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2011-11-09 79,237 $0.00 79,237 $15.23
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,986 2013-11-20 No 4 M Direct
  1. Restricted Stock Units ("RSUs") earned on the achievement of performance goals under performance-based restricted stock units granted on November 15, 2010. The RSUs will vest as follows: 8,052 RSUs vest on November 15, 2012 and 8,051 RSUs vest on November 15, 2013.
  2. The sales reported on this Form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on August 22, 2011.
  3. This transaction was executed in multiple trades at prices ranging from $43.28 to $43.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. The option representing a right to purchase a total of 170,000 shares, became exercisable in two increments of 56,667 shares on each of October 1, 2004 and October 1, 2005, and one increment of 56,666 shares on October 1, 2006.