Filing Details

Accession Number:
0001209191-11-055477
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-10 16:54:53
Reporting Period:
2011-11-09
Filing Date:
2011-11-10
Accepted Time:
2011-11-10 16:54:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1378946 People's United Financial Inc. PBCT Savings Institution, Federally Chartered (6035) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1391817 R Robert D'amore People'S United Bank
850 Main Street
Bridgeport CT 06604
Sen. Exec. Vp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-09 42,525 $9.45 529,992 No 4 M Direct
Common Stock Disposition 2011-11-09 42,525 $12.51 487,467 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Option to Buy Disposition 2011-11-09 42,525 $0.00 42,525 $9.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-02-19 No 4 M Direct
Footnotes
  1. Includes 49,731 shares owned indirectly through the People's United Bank 401(k) Plan. Also includes 2,042 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan. Information is based on 9/30/11 Plan statements.
  2. This transaction was executed in multiple trades at prices ranging from $12.4682 to $12.6000. The reported price reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
  3. Not subject to previously reported periodic vesting due to discretionary acceleration in December 2005.