Filing Details

Accession Number:
0001140361-11-052794
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-10 12:05:57
Reporting Period:
2011-11-08
Filing Date:
2011-11-10
Accepted Time:
2011-11-10 12:05:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
72903 Xcel Energy Inc XEL Electric & Other Services Combined (4931) 410448030
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1401665 C Michael Connelly 414 Nicollet Mall
Minneapolis MN 55401
Vp & General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-08 16,000 $25.90 104,545 No 4 M Direct
Common Stock Disposition 2011-11-08 16,000 $26.23 88,545 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2011-11-08 16,000 $0.00 16,000 $25.90
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-12-12 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,225 Indirect 401K
Footnotes
  1. Price is the volume weighted average selling price of all purchases by the reporting person on the transaction date. Actual prices ranged from 26.23 to 26.24. The reporting person hereby undertakes to provide upon request of the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. Includes 2,719.595 shares of stock acquired pursuant to reinvestment of dividends.
  3. Between March 2, 2011 and November 8, 2011, the reporting person acquired approximately 186.933 shares of Xcel Energy common stock under the Xcel Energy 401(k) Savings Plan. The information in this report is based on a plan statement dated as of November 8, 2011.
  4. The option vested in three equal installments on December 12, 2002, 2003, 2004.