Filing Details

Accession Number:
0001181431-11-055593
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-09 16:36:13
Reporting Period:
2011-11-07
Filing Date:
2011-11-09
Accepted Time:
2011-11-09 16:36:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1133421 Northrop Grumman Corp NOC Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) 954840775
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1425725 A Linda Mills 2980 Fairview Park Drive
Falls Church VA 22042
Corp. Vp & Pres Info Sys No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-07 490 $57.38 86,498 No 4 P Direct
Common Stock Acquisiton 2011-11-07 885 $58.24 10,777 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 21,042 Indirect Linda Anne Mills Living Trust U/A
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock SEP Unit $0.00 1,258 1,258 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1,258 1,258 Direct
Footnotes
  1. Total amount includes 490 shares of common stock; 23,953 unvested Restricted Performance Stock Rights ("RPSRs") granted under the 2001 Long-Term Incentive Stock Plan ("LTISP") on 2/17/09, with a valuation of performance measurement period ("measurement period") ending on 12/31/11; 31,719 unvested RPSRs granted under the LTISP on 2/16/10, with a measurement period ending on 12/31/12; 15,168 unvested RPSRs granted under the LTISP on 2/15/11, with a measurement period ending on 12/31/13; and 15,168 Restricted Stock Rights granted under the LTISP on 2/15/11 that will vest on 2/15/15. Grants awarded pursuant to Rule 16b-3(d).
  2. Held in the Northrop Grumman Savings and Investment Plan (the "Plan"), a qualified profit sharing plan, as of November 8, 2011. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred.
  3. Amount includes 359.583 dividend reinvestment shares acquired from May 2011 through October 2011 which transactions are exempt from Section 16 and not reportable under Rule 16a-11.
  4. SEP units credited under the Northrop Grumman Savings Excess Plan (the "SEP Plan"), a non-qualified deferred compensation plan, as of November 8, 2011. The value of each unit is based on the price of Issuer common stock, although share totals with respect to the SEP Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred.
  5. SEP units are payable in cash following termination of the Reporting Person's employment with the Issuer.