Filing Details

Accession Number:
0001302619-11-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-08 16:51:08
Reporting Period:
2011-11-04
Filing Date:
2011-11-08
Accepted Time:
2011-11-08 16:51:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
766792 Cvd Equipment Corp CVV Special Industry Machinery, Nec (3559) 112621692
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1302619 T Bruce Swan 103 Cooper Ct
Chocowinity NC 27817
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-04 24,000 $3.65 24,000 No 4 M Direct
Common Stock Disposition 2011-11-04 3,600 $16.41 20,400 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to purch common stock Disposition 2011-11-04 24,000 $0.00 24,000 $3.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,110 2009-10-12 2017-12-12 No 4 M Direct
Footnotes
  1. This price represents the weighted average prices for multiple transactions reported on this line. The per share prices of the transactions reported on this line ranged from $16.33 to $16.59. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected. These sales were made pursuant to a 10b5-1 Plan.