Filing Details
- Accession Number:
- 0001179110-11-014896
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-07 20:09:39
- Reporting Period:
- 2011-11-03
- Filing Date:
- 2011-11-07
- Accepted Time:
- 2011-11-07 20:09:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 820027 | Ameriprise Financial Inc | AMP | Investment Advice (6282) | 133180631 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1340573 | Jr Francis Robert Sharpe | General Counsel'S Office 1098 Ameriprise Financial Center Minneapolis MN 55474 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-03 | 12,000 | $45.13 | 15,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-11-03 | 4,000 | $46.67 | 19,150 | No | 4 | P | Indirect | By the Robert F. Sharpe, Sr. Revocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By the Robert F. Sharpe, Sr. Revocable Trust |
Footnotes
- Reflects the weighted average price of 12,000 shares of common stock of Ameriprise Financial, Inc. purchased by the reporting person in multiple transactions on November 3, 2011 with purchase prices ranging from $44.94 to $45.5846 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Billionaire Hedge Funds
