Filing Details

Accession Number:
0001179110-11-014894
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-07 18:28:07
Reporting Period:
2011-11-03
Filing Date:
2011-11-07
Accepted Time:
2011-11-07 18:28:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1235468 Liquidity Services Inc LQDT Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1352656 Jaime Mateus-Tique C/O Liquidity Services, Inc.
1920 L Street, N.w., 6Th Floor
Washington DC 20036
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-11-03 10,000 $31.18 124,168 No 4 S Indirect By the Jaime Mateus-Tique 2005 Irrevocable Trust
Common Stock Disposition 2011-11-04 10,000 $30.78 114,168 No 4 S Indirect By the Jaime Mateus-Tique 2005 Irrevocable Trust
Common Stock Disposition 2011-11-07 10,000 $30.41 104,168 No 4 S Indirect By the Jaime Mateus-Tique 2005 Irrevocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By the Jaime Mateus-Tique 2005 Irrevocable Trust
No 4 S Indirect By the Jaime Mateus-Tique 2005 Irrevocable Trust
No 4 S Indirect By the Jaime Mateus-Tique 2005 Irrevocable Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 254,177 Direct
Common Stock 185,262 Indirect By the Em El 2007 Irrevocable Trust
Common Stock 20,700 Indirect By the Mateus-Tique Foundation
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option $14.30 2021-02-01 15,012 15,012 Direct
Common Stock Restricted Stock Grant $14.30 2021-02-01 2,517 2,517 Direct
Common Stock Employee Stock Option $11.77 2020-02-01 18,612 18,612 Direct
Common Stock Employee Stock Option $12.02 2017-10-01 76,000 76,000 Direct
Common Stock Employee Stock Option $17.63 2016-09-21 75,000 75,000 Direct
Common Stock Employee Stock Option $7.00 2015-12-21 30,000 30,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-02-01 15,012 15,012 Direct
2021-02-01 2,517 2,517 Direct
2020-02-01 18,612 18,612 Direct
2017-10-01 76,000 76,000 Direct
2016-09-21 75,000 75,000 Direct
2015-12-21 30,000 30,000 Direct
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2011.
  2. These options have a one-year vesting period such that 100% of this option grant will vest on February 1, 2012.
  3. These restricted shares have a one-year vesting period such that 100% of this restricted share grant will vest on February 1, 2012.
  4. These options became fully vested on February 1, 2011.
  5. Twenty-five percent of this option grant vested on October 1, 2009 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
  6. These options became fully vested on September 21, 2010.
  7. These options became fully vested on April 19, 2006.