Filing Details

Accession Number:
0001127602-11-028768
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-07 16:46:44
Reporting Period:
2011-11-03
Filing Date:
2011-11-07
Accepted Time:
2011-11-07 16:46:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
7332 Southwestern Energy Co SWN Crude Petroleum & Natural Gas (1311) 710205415
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1103812 M Harold Korell Suite 125
2350 N. Sam Houston Parkway East
Houston TX 77032
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-11-03 23,600 $42.39 834,654 No 4 S Indirect By Family Limited Partnership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Family Limited Partnership
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2011-11-03 690,192 $1.44 690,192 $1.44
Common Stock Stock Options (Right to Buy) Acquisiton 2011-11-03 690,192 $1.44 690,192 $1.44
Common Stock Stock Options (Right to Buy) Disposition 2011-11-03 451,598 $2.65 451,598 $2.65
Common Stock Stock Options (Right to Buy) Acquisiton 2011-11-03 451,598 $2.65 451,598 $2.65
Common Stock Stock Options (Right to Buy) Disposition 2011-11-03 116,285 $17.75 116,285 $17.75
Common Stock Stock Options (Right to Buy) Acquisiton 2011-11-03 116,285 $17.75 116,285 $17.75
Common Stock Stock Options (Right to Buy) Disposition 2011-11-03 117,083 $20.34 117,083 $20.34
Common Stock Stock Options (Right to Buy) Acquisiton 2011-11-03 117,083 $20.34 117,083 $20.34
Common Stock Stock Options (Right to Buy) Disposition 2011-11-03 75,301 $27.18 75,301 $27.18
Common Stock Stock Options (Right to Buy) Acquisiton 2011-11-03 75,301 $27.18 75,301 $27.18
Common Stock Stock Options (Right to Buy) Disposition 2011-11-03 93,790 $30.68 93,790 $30.68
Common Stock Stock Options (Right to Buy) Acquisiton 2011-11-03 93,790 $30.68 93,790 $30.68
Common Stock Stock Options (Right to Buy) Disposition 2011-11-03 3,960 $40.73 3,960 $40.73
Common Stock Stock Options (Right to Buy) Acquisiton 2011-11-03 3,960 $40.73 3,960 $40.73
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2003-12-11 2012-12-11 No 5 J Direct
690,192 2003-12-11 2012-12-11 No 5 J Indirect
0 2004-12-10 2013-12-10 No 5 J Direct
451,598 2004-12-10 2013-12-10 No 5 J Indirect
0 2006-12-08 2012-12-08 No 5 J Direct
116,285 2006-12-08 2012-12-08 No 5 J Indirect
0 2007-12-11 2013-12-11 No 5 J Direct
117,083 2007-12-11 2013-12-11 No 5 J Indirect
0 2008-12-13 2014-12-13 No 5 J Direct
75,301 2008-12-13 2014-12-13 No 5 J Indirect
0 2009-12-11 2015-12-11 No 5 J Direct
93,790 2009-12-11 2015-12-11 No 5 J Indirect
0 2010-12-10 2016-12-10 No 5 J Direct
3,960 2010-12-10 2016-12-10 No 5 J Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 80,696 Indirect by 2009 Family Limited Partnership
Common Stock 838,694 Indirect by 2011 Family Limited Partnership
Common Stock 704,920 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $42.3152 to $42.48. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
  2. On November 3, 2011, all vested and outstanding nonqualified stock options were transferred into a Family Limited Partnership (the "2011 FLP"). The reporting person controls the general partner of the 2011 FLP and therefore, has indirect beneficial ownership of the transferred options.