Filing Details

Accession Number:
0001140361-11-052065
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-07 16:39:45
Reporting Period:
2011-11-03
Filing Date:
2011-11-07
Accepted Time:
2011-11-07 16:39:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1049108 Dollar Thrifty Automotive Group Inc DTG Services-Auto Rental & Leasing (No Drivers) (7510) 731356520
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1448352 Iii Clifford H Buster 5330 East 31St Street
Tulsa OK 74135
Senior Executive Vp And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-03 15,000 $0.77 24,343 No 4 M Direct
Common Stock Disposition 2011-11-03 15,000 $61.76 9,343 No 4 S Direct
Common Stock Acquisiton 2011-11-04 15,000 $0.77 24,343 No 4 M Direct
Common Stock Disposition 2011-11-04 15,000 $62.44 9,343 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2011-11-03 15,000 $0.00 100,000 $0.77
Common Stock Employee Stock Option (right to buy) Disposition 2011-11-04 15,000 $0.00 85,000 $0.77
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
85,000 2018-10-20 No 4 M Direct
70,000 2018-10-20 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (right to buy) $4.44 2019-05-13 150,000 150,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-05-13 150,000 150,000 Direct
Footnotes
  1. Exercisable in 3 installments of 20%, 20% and 60% on 5/13/10, 5/13/11 and 5/13/12, respectively.
  2. Exercisable in 3 installments on 10/31/09, 10/31/10, and 10/31/11.
  3. This transaction was executed in multiple trades at prices ranging from $61.50 to $61.98. The price reported above represents the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC Staff, DTG or a shareholder of DTG full information regarding the numbers of shares and prices at which the transaction was effected.
  4. This transaction was executed in multiple trades at prices ranging from $62.25 to $62.67. The price reported above represents the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC Staff, DTG or a shareholder of DTG full information regarding the numbers of shares and prices at which the transaction was effected.