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Home > Insider Trading > Filing (0001140361-11-051952)

Filing Details

Accession Number:: 0001140361-11-051952
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-11-07 10:01:12
Reporting Period:: 2011-11-03

Filing Date:: 2011-11-07
Accepted Time:: 2011-11-07 10:01:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
792987	Astec Industries Inc	ASTE	Construction Machinery & Equip (3531)	620873631

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1103157	Norman W Smith	7013 Snow Hill Rd Chattanooga TN 37363	Group Vp-Asphalt	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2011-11-03	7,300	$34.00	163,756	No	4	S	Indirect	W.N. Smith Living Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	W.N. Smith Living Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	18,721	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Phantom Stock	$0.00			18,639	18,639	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	18,639	18,639	Direct

Footnotes

Total reported holdings are restricted stock units that convert to common stock on a one-for-one basis at a later date.
Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.