Filing Details

Accession Number:
0001140361-11-051816
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-04 13:41:27
Reporting Period:
2011-11-04
Filing Date:
2011-11-04
Accepted Time:
2011-11-04 13:41:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1084580 Jefferies Group Inc JEF Security Brokers, Dealers & Flotation Companies (6211) 954719745
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
96223 Leucadia National Corp 315 Park Ave South
New York NY 10010
No No Yes No
230046 Phlcorp Holding Llc 529 East South Temple
Salt Lake City UT 84102
No No Yes No
1348269 Baldwin Enterprises, Inc. 529 East South Temple
Salt Lake City UT 84102
No No Yes No
1504160 Bei Jeffvest, Llc 529 East South Temple
Salt Lake City UT 84102
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-04 500,000 $11.35 58,006,024 No 4 P Indirect See Explanation
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Explanation
Footnotes
  1. Reflects weighted average per share purchase price of separately priced transactions at a range of $11.17 - $11.49. Upon the request of the Commission or a security holder of the issuer, full information regarding the number of shares purchased at each separate price will be provided to the requesting party.
  2. Reflects shares of Jefferies Group, Inc. common stock directly owned by BEI Jeffvest, LLC ("Jeffvest") and indirectly owned by Baldwin Enterprises, Inc. ("Baldwin"), Phlcorp Holding LLC ("Phlcorp"), and Leucadia National Corporation ("Leucadia"). Jeffvest is a wholly-owned subsidiary of Baldwin, Baldwin is a wholly-owned subsidiary of Phlcorp, and Phlcorp is a wholly-owned subsidiary of Leucadia.