Filing Details
- Accession Number:
- 0001112679-11-000089
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-03 19:29:49
- Reporting Period:
- 2011-11-01
- Filing Date:
- 2011-11-03
- Accepted Time:
- 2011-11-03 19:29:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1516884 | Corey Ferengul | C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050 | Evp, Products | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-11-01 | 3,000 | $13.53 | 47,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-01 | 3,000 | $47.98 | 44,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-11-01 | 1,000 | $15.73 | 45,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-11-01 | 1,000 | $47.95 | 44,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-11-01 | 3,000 | $0.00 | 3,000 | $13.53 |
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-11-01 | 1,000 | $0.00 | 1,000 | $15.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 11,666 | 2013-06-01 | No | 4 | M | Direct | |
| 31,000 | 2016-03-01 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to Mr. Ferengul's 10b5-1 plans dated May 16, 2009.
- Shares sold on the open market are reported as an average sell price per share of $47.98 and per share sale prices are as follows; 400 at $47.52; 100 at $47.53; 100 at $48.00; 900 at $48.02; 1,100 at $ 48.09; 200 at $48.14 and 200 at $48.15.
- Shares sold on the open market are reported as an average sell price per share of $47.95 and per share sale prices are as follows; 200 at $47.61; 300 at $47.94 and 500 at $48.09.
- Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over the second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
- Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
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