Filing Details

Accession Number:
0001112679-11-000087
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-03 19:24:43
Reporting Period:
2011-11-02
Filing Date:
2011-11-03
Accepted Time:
2011-11-03 19:24:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Periodicals: Publishing Or Publishing & Printing (2721) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1338176 James Budge C/O Rovi Corporation
2830 De La Cruz Blvd.
Santa Clara CA 95050
Evp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-02 1,250 $15.73 45,250 No 4 M Direct
Common Stock Disposition 2011-11-02 1,250 $47.12 44,000 No 4 S Direct
Common Stock Acquisiton 2011-11-02 1,250 $30.00 45,250 No 4 M Direct
Common Stock Disposition 2011-11-02 1,250 $47.12 44,000 No 4 S Direct
Common Stock Acquisiton 2011-11-02 1,458 $33.43 45,458 No 4 M Direct
Common Stock Disposition 2011-11-02 1,458 $47.12 44,000 No 4 S Direct
Common Stock Acquisiton 2011-11-02 1,354 $36.74 45,354 No 4 M Direct
Common Stock Disposition 2011-11-02 1,354 $47.12 44,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2011-11-02 1,250 $0.00 1,250 $15.73
Common Stock Employee Stock Option (right to buy) Disposition 2011-11-02 1,250 $0.00 1,250 $30.00
Common Stock Employee Stock Option (right to buy) Disposition 2011-11-02 1,458 $0.00 1,458 $33.43
Common Stock Employee Stock Option (right to buy) Disposition 2011-11-02 1,354 $0.00 1,354 $36.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,000 2016-03-01 No 4 M Direct
27,500 2016-09-01 No 4 M Direct
40,834 2017-03-01 No 4 M Direct
39,271 2017-04-01 No 4 M Direct
Footnotes
  1. Shares sold pursuant to Mr. Budge's 10b5-1 plan dated June 2, 2011.
  2. Shares sold on the open market are reported as an average sell price per share of $47.12; breakdown of shares sold and per share sale prices are as follows: 170 at $46.93; 30 at $46.97; 70 at $46.99; 100 at $47.00; 30 at $47.02; 100 at $47.03; 200 at $47.05; 400 at $47.07; 400 at $47.08; 799 at $47.10; 201 at $47.11; 300 at $47.12; 202 at $47.13; 198 at $47.14; 200 at $47.15; 100 at $47.16; 207 at $47.17; 493 at $47.18; 312 at $47.20; 399 at $47.21; 201 at $47.23 and 200 at $47.24.
  3. Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  4. Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  5. Granted March 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  6. Granted April 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.