Filing Details
- Accession Number:
- 0001181431-11-054615
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-03 18:02:48
- Reporting Period:
- 2011-11-02
- Filing Date:
- 2011-11-03
- Accepted Time:
- 2011-11-03 18:02:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 718937 | Staar Surgical Co | STAA | Ophthalmic Goods (3851) | 953797439 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1406086 | Robin Hughes | 1911 Walker Ave Monrovia CA 91016 | Vice President, Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-11-02 | 1,100 | $9.08 | 76,900 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-02 | 100 | $9.08 | 76,800 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-02 | 100 | $9.09 | 76,700 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-02 | 3,100 | $9.09 | 73,600 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-02 | 200 | $9.10 | 73,400 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-02 | 829 | $9.10 | 72,571 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-02 | 500 | $9.11 | 72,071 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-02 | 1,200 | $9.11 | 70,871 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-02 | 100 | $9.12 | 70,771 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-02 | 3,700 | $9.12 | 67,071 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-02 | 900 | $9.13 | 66,171 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-02 | 200 | $9.14 | 65,971 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-02 | 2,500 | $9.14 | 63,471 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-02 | 800 | $9.15 | 62,671 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-02 | 500 | $9.15 | 62,171 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-02 | 3,102 | $9.16 | 59,069 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-02 | 269 | $9.16 | 58,800 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-02 | 100 | $9.16 | 58,700 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-02 | 200 | $9.17 | 58,500 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-11-02 | 500 | $9.17 | 58,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
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Footnotes
- Following the reported transactions Mr. Hughes' total beneficial ownership (as defined in Rule 13d-3 under the Exchange Act) is 135,499 shares of Common Stock, which includes 69,999 stock options that have vested or will vest within 60 days of this report, 5,000 Restricted Shares and 7,500 Performance Accelerated Restricted Shares ("PARS") (Restricted Shares and PARS are subject to forfeiture). Mr. Hughes also holds 40,001 unvested stock options.
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