Filing Details
- Accession Number:
- 0001200876-11-000057
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-11-02 18:33:18
- Reporting Period:
- 2009-05-22
- Filing Date:
- 2011-11-02
- Accepted Time:
- 2011-11-02 18:33:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1175680 | Cytodyn Inc | CYDY | Pharmaceutical Preparations (2834) | 753056237 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1494901 | Kenneth Ness Van | 110 Crenshaw Lake Road Lutz FL 33548 | Ceo & President | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2009-05-22 | 2,500 | $0.80 | 2,037,500 | No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| Common Stock | Disposition | 2009-09-18 | 1,041 | $0.57 | 2,036,459 | No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| Common Stock | Disposition | 2009-09-21 | 8,900 | $0.64 | 2,027,559 | No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| Common Stock | Disposition | 2009-09-23 | 2,200 | $0.67 | 2,025,359 | No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| Common Stock | Disposition | 2009-09-24 | 6,950 | $0.72 | 2,018,409 | No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| Common Stock | Disposition | 2009-09-25 | 24,160 | $0.81 | 1,994,249 | No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| Common Stock | Disposition | 2009-09-28 | 6,690 | $0.96 | 1,987,559 | No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| Common Stock | Disposition | 2009-09-29 | 2,500 | $0.97 | 1,985,059 | No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| Common Stock | Disposition | 2009-10-16 | 18,940 | $1.02 | 1,966,119 | No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| Common Stock | Disposition | 2009-10-19 | 1,739 | $1.08 | 1,964,380 | No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| Common Stock | Disposition | 2009-10-22 | 2,805 | $1.10 | 1,961,575 | No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| Common Stock | Disposition | 2009-10-23 | 6,535 | $1.13 | 1,955,040 | No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| Common Stock | Disposition | 2009-10-26 | 7,000 | $1.32 | 1,948,040 | No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| Common Stock | Disposition | 2009-12-22 | 500 | $1.66 | 1,947,540 | No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| Common Stock | Disposition | 2009-12-29 | 2,557 | $1.69 | 1,944,983 | No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| Common Stock | Disposition | 2010-01-04 | 5,000 | $1.75 | 1,939,983 | No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| Common Stock | Disposition | 2010-01-05 | 1,400 | $1.78 | 1,938,583 | No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| Common Stock | Disposition | 2010-01-06 | 4,242 | $1.80 | 1,934,341 | No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| Common Stock | Disposition | 2010-01-11 | 5,000 | $1.95 | 1,929,341 | No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| Common Stock | Disposition | 2010-01-15 | 300 | $1.93 | 1,929,041 | No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| Common Stock | Acquisiton | 2009-10-01 | 728,000 | $0.90 | 728,000 | No | 4 | P | Indirect | By: Technology Capital Services, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| No | 4 | S | Indirect | By: Greenwood Hudson Portfolio, LLC |
| No | 4 | P | Indirect | By: Technology Capital Services, LLC |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Options (right to buy) | Acquisiton | 2010-09-22 | 25,000 | $0.00 | 25,000 | $1.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,000 | 2020-09-22 | No | 4 | A | Direct |
Footnotes
- The reporting person was not aware of his reporting obligation at the time.
- This transaction was executed in multiple trades at prices ranging from $0.74 to $0.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- This transaction was executed in multiple trades at prices ranging from $1.01 to $1.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- This transaction was executed in multiple trades at prices ranging from $1.11 to $1.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- This transaction was executed in multiple trades at prices ranging from $1.27 to $1.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- The reporting person has agreed to disgorge the short swing profit of $118.72 resulting from this transaction to the issuer. This is based on his pecuniary interest of $98.985 in 112 of the 728,000 shares acquired at $0.90 per share.
- These securities are owned directly by Technology Capital Services, LLC and indirectly by the reporting person. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interests of $98.985 and except to the extent of future appreciation over an agreed upon contribution base, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16.
- The options vested beginning October 22, 2010, and vested in equal monthly installments over 12 months.
Billionaire Hedge Funds
