Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2011-11-02 16:11:21
Reporting Period:
Filing Date:
Accepted Time:
2011-11-02 16:11:21
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1052054 Evolving Systems Inc EVOL Services-Computer Programming Services (7371) 841010843
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185765 R Brian Ervine C/o Evolving Systems, Inc.
9777 Pyramid Court, Suite 100
Englewood CO 80112
E.v.p. And C.f.o. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock (Direct) Acquisiton 2011-10-31 685 $1.90 31,387 No 4 M Direct
Common Stock (Direct) Disposition 2011-10-31 685 $7.00 30,702 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock (Direct) Employee Stock Option (right to buy) Disposition 2011-10-31 685 $0.00 685 $1.90
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,516 2007-01-06 2013-01-05 No 4 M Direct
  1. The exercise and sale of the shares reported in this Form 4 were effected pursuant to a selling plan dated May 25, 2011 that is intended to comply with Rule 10b5-1(c). An 8-K announcing the selling plan was filed with the SEC on May 26, 2011.
  2. Options are granted without payment of consideration.