Filing Details

Accession Number:
0000851169-11-000011
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2011-11-02 09:25:40
Reporting Period:
2011-10-26
Filing Date:
2011-11-02
Accepted Time:
2011-11-02 09:25:40
Original Submission Date:
2011-11-01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1173788 Helios Strategic Mortgage Income Fund Inc. HSM () 412041528
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1249307 A Stuart Mcfarland C/O Brookfield Investment Management Inc
3 Wfc, 200 Vesey Street, 10Th Floor
New York NY 10281-1010
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-10-26 837 $6.06 780 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct