Filing Details

Accession Number:
0000919574-11-005763
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-01 18:34:43
Reporting Period:
2011-10-28
Filing Date:
2011-11-01
Accepted Time:
2011-11-01 18:34:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
912365 Evergreen Energy Inc EEE Bituminous Coal & Lignite Surface Mining (1221) 841079971
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1005557 Libra Advisors Llc 777 Third Avenue
27Th Floor
New York NY 10017
No No Yes No
1428697 Ranjan Tandon 777 Third Avenue
27Th Floor
New York NY 10017
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-10-28 550 $0.89 665,212 No 4 S Indirect See Footnote
Common Stock Disposition 2011-10-31 25,746 $0.88 639,466 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Footnotes
  1. These securities are held in the accounts of private investment funds (the "Funds"). These securities may be deemed to be beneficially owned by Libra Advisors, LLC, by virtue of its role as investment manager to the Funds (the "Investment Manager") and Ranjan Tandon, the sole managing member of the Investment Manager.