Filing Details

Accession Number:
0001209191-11-053403
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-10-31 18:10:32
Reporting Period:
2011-10-27
Filing Date:
2011-10-31
Accepted Time:
2011-10-31 18:10:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
350698 Autonation Inc. AN Retail-Auto Dealers & Gasoline Stations (5500) 731105145
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
860585 /Ct P L Partners Rbs 200 Greenwich Avenue
Greenwich CT 06830
No No Yes No
923727 Esl Partners, L.p. 200 Greenwich Avenue
Greenwich CT 06830
No No Yes No
1183200 S Edward Lampert 200 Greenwich Avenue
Greenwich CT 06830
No No Yes No
1249806 Esl Investors Llc 200 Greenwich Ave
Greenwich CT 06830
No No Yes No
Transaction Summary
Sold: 1,222,456 shares Avg. Price: $40.25 Total Value: $49,201,318.80
Number of Shares After Transactions: 5,080,682 shares
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2011-10-27 1,047,902 $40.25 42,236,355 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-10-28 45,343 $40.20 42,191,012 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-10-27 97 $40.25 6,530 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-10-28 4 $40.20 6,526 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-10-27 47,879 $40.25 18,424,334 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2011-10-28 2,074 $40.20 18,422,260 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2011-10-27 75,874 $40.25 5,083,965 No 4 S Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share Disposition 2011-10-28 3,283 $40.20 5,080,682 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Direct
No 4 S Direct
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 12,882,401 Indirect See Footnotes
Common Stock, Par Value $0.01 Per Share 18,133 Indirect See Footnotes
Footnotes
  1. This price represents the approximate weighted average price per share of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $40.08 to $41.00 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
  2. These Shares are held by ESL Partners, L.P. ("Partners").
  3. This Form 4 is filed on behalf of Mr. Lampert, ESL Investments, Inc. ("Investments"), RBS, Partners and Investors. RBS is the general partner of Partners and the managing member of Investors. RBS Investment Management, L.L.C. ("RBSIM") is the general partner of Institutional. Investments is the general partner of RBS and CBL and the manager of RBSIM. Mr. Lampert is the Chairman, Chief Executive Officer and Director of Investments.
  4. This price represents the approximate weighted average price per Share, of sales that were executed at prices ranging from $40.00 to $40.20 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
  5. These Shares are held by ESL Institutional Partners, L.P. ("Institutional").
  6. These Shares are held by Edward S. Lampert.
  7. These Shares are held by CBL Partners, L.P. ("CBL").
  8. These Shares are held in an account established by the investment member of ESL Investors, L.L.C. ("Investors").
  9. These Shares are held in a grantor retained annuity trust, of which Mr. Lampert is the trustee.