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Filing Details

Accession Number:: 0001209191-11-053157
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-10-28 16:57:05
Reporting Period:: 2011-10-26

Filing Date:: 2011-10-28
Accepted Time:: 2011-10-28 16:57:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
929887	Apollo Group Inc	APOL	Services-Educational Services (8200)	860419443

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1456658	James Gregory Iverson	4025 S. Riverpoint Pkwy Phoenix AZ 85040	Vp, Cao & Controller	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2011-10-26	278	$47.59	16,789	No	4	F	Direct
Class A Common Stock	Disposition	2011-10-27	867	$49.00	15,922	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	F	Direct
No	4	S	Direct

Footnotes

Represents shares of the Issuer's Class A common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted stock units (RSUs) and the issuance of the underlying shares of Class A common stock.
Includes (i) 6,408 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2011, (ii) 4,068 shares of the Issuer's Class A common stock subject to RSUs granted January 14, 2011, (iii) 2,640 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2010, (iv) 1,300 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2009, (v) 210 shares of the Issuer's Class A common stock subject to RSUs granted April 3, 2009, and (vi) 250 shares of the Issuer's Class A common stock subject to RSUs granted July 10, 2008. The 6,408 shares underlying the July 6, 2011 RSUs will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2012, July 6, 2013, July 6, 2014, and July 6, 2015 vesting dates. (footnote continued below)
(continued from footnote 2 above) The 4,068 shares underlying the January 14, 2011 RSUs will be issued when those units vest in two equal successive installments over the Reporting Person's period of service with the Issuer through each of the September 15, 2012 and September 15, 2013 vesting dates. The January 14, 2011 RSUs will vest in full on an accelerated basis upon an involuntary termination of the Reporting Person's service without cause. The 2,640 shares underlying the July 6, 2010 RSUs will be issued when those units vest in a series of three equal successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 6, 2012, July 6, 2013, and July 6, 2014 vesting dates. The 1,300 shares underlying the July 2, 2009 RSUs will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 2, 2012, and July 2, 2013 vesting dates. (footnote continued below)
(continued from footnote 3 above) The 210 shares underlying the April 3, 2009 RSUs will be issued when those units vest in two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the April 3, 2012, and April 3, 2013 vesting dates. The 250 shares underlying the July 10, 2008 RSUs will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through July 10, 2012. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. (footnote continued below)
(continued from footnote 4 above) Does not include (i) 180 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on October 5, 2011, (ii) 432 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2011 and (iii) 1,245 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2010. Those awards will not actually convert into any shares of the Issuer's Class A common stock unless the applicable performance goals are attained at threshold level or above.