Filing Details
- Accession Number:
- 0001522461-11-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-10-28 12:45:02
- Reporting Period:
- 2011-10-26
- Filing Date:
- 2011-10-28
- Accepted Time:
- 2011-10-28 12:45:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1054374 | Broadcom Corp | BRCM | Semiconductors & Related Devices (3674) | 330480482 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1464250 | A. Robert Rango | 5300 California Avenue Irvine CA 92617 | Evp & Gm, Mobile & Wireles Grp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2011-10-26 | 12,371 | $13.43 | 145,862 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2011-10-26 | 12,371 | $35.50 | 133,491 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee stock option (right to buy) | Disposition | 2011-10-26 | 11,913 | $0.00 | 11,913 | $13.43 |
| Class A Common Stock | Employee stock option (right to buy) | Disposition | 2011-10-26 | 458 | $0.00 | 458 | $13.43 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-04-22 | No | 4 | M | Direct | |
| 4,822 | 2017-04-22 | No | 4 | M | Direct |
Footnotes
- The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- Such transaction was executed in multiple trades at prices ranging from $35.00 to $36.00. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full informaton regarding the number of shares and prices at which the transaction was effected.
- Includes (i) 32,099 shares that are held as Class A common stock and (ii) 101,392 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
- All shares subject to such option are vested and immediately exercisable.
Billionaire Hedge Funds
