Home > Insider Trading > Filing (0000054480-11-000136)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
54480	Kansas City Southern	KSU	Railroads, Line-Haul Operating (4011)	440663509

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1382924	J William Wochner	Kansas City Southern Po Box 219335 Kansas City MO 64121-9335	Sr Vp & Chief Legal Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2011-10-27	873	$13.42	111,253	No	4	M	Direct
Common Stock	Disposition	2011-10-27	400	$64.88	110,853	No	4	S	Direct
Common Stock	Disposition	2011-10-27	73	$64.88	110,780	No	4	S	Direct
Common Stock	Disposition	2011-10-27	100	$64.88	110,680	No	4	S	Direct
Common Stock	Disposition	2011-10-27	300	$64.88	110,380	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2011-10-27	873	$0.00	873	$13.42
Common Stock	LSAR	Disposition	2011-10-27	873	$0.00	873	$13.42

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2002-02-06	2012-02-05	No	4	M	Direct
0			No	4	J	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	17,176	Indirect	Held by ESOP

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (Right to Buy)	$12.55	2003-01-16	2013-01-15	1,148	1,148	Direct
Common Stock	LSAR	$12.55			1,148	1,148	Direct
Common Stock	Employee Stock Option (Right to Buy)	$14.60	2005-01-02	2014-01-01	6,000	6,000	Direct
Common Stock	LSAR	$14.60			6,000	6,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$14.53	2004-02-09	2014-02-08	1,102	1,102	Direct
Common Stock	LSAR	$14.53			1,102	1,102	Direct
Common Stock	Employee Stock Option (Right to Buy)	$34.11	2012-02-23	2017-02-22	22,500	22,500	Direct
Common Stock	LSAR	$34.11			22,500	22,500	Direct
Common Stock	Employee Stock Option (Right to Buy)	$35.41	2013-03-01	2020-02-29	6,800	6,800	Direct
Common Stock	Employee Stock Option (Right to Buy)	$52.62		2021-02-22	2,830	2,830	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2013-01-15	1,148	1,148	Direct
	1,148	1,148	Direct
2014-01-01	6,000	6,000	Direct
	6,000	6,000	Direct
2014-02-08	1,102	1,102	Direct
	1,102	1,102	Direct
2017-02-22	22,500	22,500	Direct
	22,500	22,500	Direct
2020-02-29	6,800	6,800	Direct
2021-02-22	2,830	2,830	Direct

Footnotes

The amount of shares was reduced by 0.419 shares since the date of the reporting person's last ownership report due to an administrative fee that was charged to the account.
Options exercised in rule 16b-3 exempt transaction. LSARs canceled with respect to such shares.
Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated.
Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days. The first target was met and 2,267 of these options became exercisable on November 19, 2010. The second target was met and 2,267 of these options became exercisable on December 8, 2010. The third target was met and 2,266 of these options became exercisable on January 7, 2011.
These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.